Risk Management

VaR, limits & stress testing

John Trader

Metals Desk

Value at Risk (1-Day Horizon)

Historical Simulation

95% Confidence95% CI
$742,000
49.5% of limitLimit: $1,500,000
99% VaR$1,185,000

Parametric (Normal)

95% Confidence95% CI
$695,000
46.3% of limitLimit: $1,500,000
99% VaR$1,102,000

Monte Carlo

95% Confidence95% CI
$758,000
50.5% of limitLimit: $1,500,000
99% VaR$1,210,000

Limit Utilization

EntityTypeLimit TypeCurrentLimitUtilizationStatus
John TraderTRADERNOTIONAL$8,250,000$10,000,000
82.5%
WARNING
Sarah MillerTRADERNOTIONAL$5,400,000$8,000,000
67.5%
WITHIN
Mike ChenTRADERNOTIONAL$4,250,000$5,000,000
85.0%
WARNING
Metals DeskDESKNOTIONAL$14,800,000$20,000,000
74.0%
WITHIN
Agriculture DeskDESKNOTIONAL$9,200,000$15,000,000
61.3%
WITHIN
Energy DeskDESKNOTIONAL$18,500,000$25,000,000
74.0%
WITHIN
Firm-WideFIRMNOTIONAL$48,500,000$100,000,000
48.5%
WITHIN
Firm-Wide VaRFIRMVAR$2,850,000$5,000,000
57.0%
WITHIN

Stress Test Results

2008 Financial Crisis12 positions
-$18,500,000
China Demand Shock8 positions
-$8,200,000
Supply Disruption10 positions
+$12,400,000
USD Strengthening12 positions
-$6,100,000

Risk Alerts

Trader-001 (John Trader) notional at 82.5% of limit

5/31/2026, 10:23:00 AMWARNING

Trader-003 (Mike Chen) notional at 85.0% of limit

5/31/2026, 9:15:00 AMWARNING

Portfolio 1D VaR increased 12% to $742K

5/31/2026, 9:00:00 AMINFO